Compliance Support

Compliance Support

The financial services regulatory landscape is constantly evolving with firms being subject to increasing scrutiny and oversight. New regulatory initiatives are impacting firms on a local and international level requiring firms and individuals to be aware of all legislation that currently, or will, impact their business. Regulation can be difficult to understand and not applying the correct systems and processes can result in firms facing high financial penalties and reputational damage.

TransGlobal can provide unrivalled regulatory compliance advice to our clients across industry. Our compliance professionals have extensive experience in setting up firms, and assisting them in obtaining their initial authorization or registration, through to providing ongoing compliance advice to navigate the rapidly changing regulatory landscape. We provide solutions that are both commercial and efficient allowing our clients to focus on achieving their business objectives.


CONTACT US